


A call for the reinvention of the American city and
suburb that would exploit the infrastructure of the one
and mitigate the "frantic privacy" of the other
by Bruce Katz and Jennifer Bradley
BY many
accounts
Baltimore is a comeback city. It has a beautiful piece of calculated
nostalgia in the Camden Yards baseball stadium, which draws tens of
thousands of visitors throughout the spring and summer. It has a lively
waterfront district, the
Inner Harbor, with charming shops and hot snacks for sale every hundred
yards or so. But although it may function well as a kind of urban theme park
(and there are plenty of cities that would love to achieve that
distinction), as a city it is struggling. For twenty years Baltimore has
hemorrhaged residents: more than 140,000 have left since 1980. Meanwhile,
the surrounding suburbs have steadily grown. The population of Howard
County, a thirty-minute drive from the city, has doubled since 1980, from
118,600 to 236,000. The people who have stayed in Baltimore are some of the
neediest in the area. The city has 13 percent of Maryland's population but
56 percent of its welfare caseload. Only about a quarter of the students who
enroll in a public high school in the city graduate in four years.
And Baltimore is not unique. The image of America's
cities has improved greatly over the past few years, thanks to shiny new
downtowns dotted with vast convention centers, luxury hotels, and impressive
office towers, but these acres of concrete and faux marble hide a reality
that is in many cases grim. St. Louis, Cleveland, Philadelphia, and
Washington, D.C., lost population throughout the 1990s. These cities are
also losing their status as the most powerful economies in their regions.
Washington started the 1990s with a respectable 33 percent of the area's
jobs. Seven years later it had only 24 percent. The rate of population
growth in the nation's suburbs was more than twice that in central cities --
9.6 percent versus 4.2 percent -- from 1990 to 1997. In just one year --
1996 -- 2.7 million people left a central city for a suburb. A paltry
800,000 made the opposite move. In the major urbanized areas of Ohio 90
percent of the new jobs created from 1994 to 1997 were in the suburbs.
Ohio's seven largest cities had a net gain of only 19,510 jobs from 1994 to
1997; their suburbs gained 186,000. The 1990s have been the decade of
decentralization for people and jobs in the United States.
Not even cities that are growing -- southern and western
boom cities -- are keeping pace with their suburbs. Denver has gained about
31,000 people in the 1990s (after having lost residents during the 1980s),
but the counties that make up the Denver metropolitan area have gained
284,000 people -- about nine times as many. In Atlanta and Houston
central-city growth is far outmatched by growth in outlying counties. And
these cities, too, are losing their share of the jobs in their respective
regions. In 1980, 40 percent of the jobs in the Atlanta region were in the
city itself; by 1996 only 24 percent were.
Meanwhile, the poor have been left behind in the cities.
Urban poverty rates are twice as high as suburban poverty rates, and the
implementation of welfare reform appears to be a special problem for cities.
Although welfare caseloads are shrinking in most cities, in general they are
not shrinking as quickly as they are in the states and in the nation as a
whole. Often cities have a disproportionate share of their states' welfare
recipients. Philadelphia County, for example, is home to 12 percent of all
Pennsylvanians but 47 percent of all Pennsylvanians on welfare. Orleans
Parish, in which the city of New Orleans is located, has 11 percent of
Louisiana's population but 29 percent of its welfare recipients. This hardly
adds up to an urban renaissance.
Cities -- both the lucky, booming ones and the
disfavored, depleted ones -- are losing ground for two reasons. First, they
push out people who have choices. Urban crime rates have fallen, but they
are still generally higher than suburban rates. Some urban school systems
are improving, but in most of the nation's twenty biggest urban school
districts fewer than half of high school freshmen graduate after four years.
City mayors have cut taxes, but urban tax rates (and insurance rates, too)
are often higher than suburban ones. Second, suburbs pull people in. This is
not a secret. What is less well known -- in fact, is just beginning to be
understood -- is how federal, state, and local policies on spending, taxes,
and regulation boost the allure of the suburbs and put the cities at a
systematic, relentless disadvantage. People are not exactly duped into
living in detached houses amid lush lawns, peaceful streets, and good
schools. Still, it is undeniable that government policies make suburbs
somewhat more attractive and affordable than they might otherwise be, and
make cities less so.
Federal mortgage-interest and property-tax deductions
give people a subtle incentive to buy bigger houses on bigger lots, which
almost by definition are found in the suburbs. States also spend more money
building new roads -- which make new housing developments and strip malls
not only accessible but financially feasible -- than they do repairing
existing roads. Environmental regulations make building offices and
factories on abandoned urban industrial sites complicated and
time-consuming, and thus render untouched suburban land particularly
appealing.
Together these policies have set the rules of the
development game. They send a clear signal to employers, householders,
builders, and political leaders: build out on open, un-urbanized, in some
cases untouched land, and bypass older areas. These policies were never
imagined as a coherent whole. No individual or committee or agency wrote the
rules of development as such. No one stopped to consider how these rules,
taken together, would affect the places where people live and work. The
rules are simply the implacable results of seemingly disparate policies,
each with unintended consequences.
When the policies that made it easier for people to flee
the cities and move to the suburbs hurt only urban neighborhoods, the people
who chose or had to stay behind suffered. Now, however, these policies,
together with the problems of decay and decline in the cities and rapid
suburban development, are causing problems for suburbanites, too -- most
notoriously the problem known as sprawl.
Thus much of the unhappiness of the cities is also the
unhappiness of the suburbs. The familiar image of a beleaguered urban core
surrounded by suburban prosperity is giving way to something more realistic
and powerful: metropolitan areas in which urban and suburban
communities lose out as a result of voracious growth in undeveloped areas
and slower growth or absolute decline in older places. The idea that cities
and suburbs are related, rather than antithetical, and make up a single
social and economic reality, is called metropolitanism.
METROPOLITANISM describes not only
where but also in some sense how Americans live -- and it does this in a way
that the city-suburb dichotomy does not. People work in one municipality,
live in another, go to church or the doctor's office or the movies in yet
another, and all these different places are somehow interdependent.
Newspaper city desks have been replaced by the staffs of metro sections.
Labor and housing markets are area-wide. Morning traffic reports describe
pileups and traffic jams that stretch across a metropolitan area. Opera
companies and baseball teams pull people from throughout a region. Air or
water pollution affects an entire region, because pollutants, carbon
monoxide, and runoff recognize no city or suburban or county boundaries. The
way people talk about where they live reflects a subconscious recognition of
metropolitan realities. Strangers on airplanes say to each other, "I'm from
the Washington [or Houston or Los Angeles or Chicago or Detroit] area." They
know that where they live makes sense only in relation to other places
nearby, and to the big city in the middle. Metropolitanism is a way of
talking and thinking about all these connections.
The old city-versus-suburb view is outdated and
untenable. We can no longer talk about "the suburbs" as an undifferentiated
band of prosperous, safe, and white communities. There are two kinds of
suburbs: those that are declining and those that are growing. Declining
suburbs, which are usually older and frequently either adjacent to the city
or clustered in one unfortunate corner of the metropolitan area, are
starting to look more and more like central cities: they have crumbling tax
bases, increasing numbers of poor children in their schools, deserted
commercial districts, and fewer and fewer jobs. For such suburbs to distance
themselves from cities makes about as much sense as two drowning people
trying to strangle each other.
Growing suburbs are gaining, sort of. They are choking on
development, and in many cases local governments cannot keep providing the
services that residents need or demand. Loudoun County, a boom suburb in
northern Virginia, epitomizes this kind of place. The county school board
predicts that it will have to build twenty-three new schools by 2005 to
accommodate new students. In February of this year the board proposed that
the next six new schools be basic boxes for learning, with low ceilings,
small classrooms, and few windows. "We cannot ask the voters to keep voting
for these enormous bonds," a county official told The Washington Post
earlier this year, referring to a $47.7 million bond issue in 1998 for the
construction of three new schools. "Nor can we continue to raise taxes every
single year to pay for school construction." Predictably, parents complained
about the cutbacks in amenities -- after all, they had moved there for the
schools. "I just think they have to maintain their standards," a disgruntled
parent told The Washington Post. But these suburbs cannot maintain
their standards. There are simply too many new people who need too much new,
expensive infrastructure yesterday -- not just schools but also sewer and
water lines, libraries, fire stations, and roads.
Whether they moved to these places for rural tranquility,
lovely views, and open space, or for good schools, or for the chance to buy
a nice house, or just because they wanted to get away from urban hassles,
residents of growing suburbs sense that frantic, unchecked growth is
undermining what they value and want to keep. The old paradigm of cities and
suburbs as opposites, or partisans in a pitched battle, doesn't explain the
relationship between these gaining suburbs and their declining older cousins
a few exits back on the highway.
Suburbs are not the enemies of cities, and cities are not
the enemies of suburbs. That is the first principle of metropolitanism.
Cities and suburbs have a common enemy -- namely, sprawl. The cycle
described above, of draining the center while flooding the edges, is
familiar to almost anyone who has driven from one edge of a metropolitan
area to another. It is endlessly repeatable, at least potentially: the
center just gets bigger, and the edges move out. Metropolitanism is a way of
thinking that might break this cycle.
Alas, the city-suburb dichotomy is alive and well in law
and in policy. The result is a tangle of regulations and programs that are
excellent at throwing growth out to the edges of metropolitan areas and
ineffectual at bringing it back to or sustaining it in the metropolitan
core. One reason the problem of growth has not been solved is that the
city-versus-suburb analysis doesn't properly describe it. The metropolitan
reality requires different kinds of policies -- ones that take connections
and the varying impact of growth into account.
THE metropolitanist policy agenda
has four basic elements: changing the rules of the development game, pooling
resources, giving people access to all parts of a metropolitan area, and
reforming governance. These are interlocking aspects of how to create good
places to live; they are closely related and can be hard to distinguish. To
understand the cascade of consequences that policies can have, consider the
policy chain reaction that would begin if the rules of the development game
were changed to fit the metropolitanist paradigm. Those rules are mainly the
policies that guide transportation investments, land use, and governance
decisions, all of which are themselves entangled. Start at one end of the
knot: transportation. Major highways, built by federal and state dollars,
act as magnets for new development. This has been clear ever since the
1950s, when the interstate-highway system made the suburbs widely accessible
and hugely popular. A metropolitanist viewpoint recognizes that these
highways will probably pull lots of investment and resources away from the
metropolitan core. New development, spawned by highways, will necessitate
expensive state-funded infrastructure, such as sewer systems, water pipes,
and new side roads. Meanwhile, existing roads, pipes, and sewers, which
already cost taxpayers plenty of money, are either not used to the fullest
or starved of funds for repair.
A metropolitanist transportation policy might eschew a
new beltway and instead direct federal transportation dollars to public
transit, which draws development toward rail stations rather than smearing
it along a highway, or to repairing existing roads rather than building new
ones. That is what Governor Parris Glendening, of Maryland, and Governor
Christine Todd Whitman, of New Jersey, have proposed for their states, and
what elected officials are working on or have accomplished in the
metropolitan areas of Boston, Chattanooga, and Portland, Oregon. New
businesses and housing developments will be steered toward where people
already live and public investments have already been made.
At this point land use comes into play. "Land-use
planning" may sound a little soporific, but it is simply a brake on chaos.
It allows communities to prepare for growth in a way that avoids gridlock
and preserves public resources. It connects the basic places of life: where
people work, where they live, where they play, drop off their dry cleaning,
check out a library book, buy a box of cereal. A metropolitanist land-use
scheme would preserve open spaces and create parks and other public areas,
thereby taking big parcels of suburban land off the development market.
Where, then, would all the new development go? An enormous amount of vacant
land already exists inside the boundaries of metropolitan areas, which
generally have developed in leapfrog fashion, with big gaps between one
subdivision or strip mall and the next. Parks and open spaces will not fill
all those gaps, which could support development -- as could the abandoned
urban properties known as brownfields.
Land-use decisions can affect how as well as where things
are built. Zoning policies can call for transit-oriented development --
clusters of shops, apartment buildings, and offices around bus or rail
stops, so that people will drive a little less. They can require or at least
encourage varied housing near office buildings and supermalls, so that
everyone who works there, from the receptionist to the escalator repairer to
the middle manager to the chief financial officer, can live near his or her
workplace.
Pooling resources is the second element of a
metropolitanist agenda. In most metropolitan areas a new office complex or
amusement park or shopping mall tends to confer benefits on a single
jurisdiction by adding to its property-tax coffers. Meanwhile, neighboring
communities are stuck with some of the burdens of development, such as
additional traffic and pollution and the loss of open space. Pooling
resources -- specifically, a portion of the extra tax revenue from
development -- means that development's benefits, like its burdens, are
spread around. The Twin Cities area has a tax-base-sharing scheme whereby 40
percent of the increase in commercial and industrial property-tax revenues
since 1971 is pooled and then distributed so that communities without
substantial business development are not overwhelmed by needs and starved of
resources. In other parts of the country regional jurisdictions have agreed
to tax themselves to support cultural and sports facilities; this makes
sense, because the entire region benefits from those facilities.
The third element of a metropolitanist agenda is giving
everyone in the metropolitan area access to all its opportunities. Access is
easy for people with decent incomes and decent cars. They can live where
they wish, and they can get from their houses to their jobs without enduring
extraordinary hassles. Poor people do not have this kind of mobility.
There are three ways to solve the access problem: make it
easier for urban workers to get to suburban jobs; provide affordable housing
(through new construction or vouchers) throughout a metropolitan region; or
generate jobs in the metropolitan core or at least near
public-transportation routes. State and federal governments are now
implementing programs that help people to overcome core-to-edge
transportation problems, and through housing vouchers are giving low-income
people more choices in the metropolitan housing market. Across the country
churches and nonprofit organizations are running jitney services and private
bus lines to get people to work. A group of Chicago business leaders has
called on major employers to weigh affordable-housing options and access to
public transit in their business location and expansion decisions.
Businesses and nonprofit groups are also trying to bring jobs and people
closer together. Housing vouchers administered by nonprofit organizations
with a metropolitan scope allow low-income families to move into job-rich
municipalities. The nonprofits counsel families about their options and
develop relationships with landlords. In the Atlanta region BellSouth will
soon consolidate seventy-five dispersed offices, where 13,000 people have
worked, into three centers within the Atlanta beltway, all of which are
easily accessible by mass transit. After studying where employees lived, the
company picked locations that would be of roughly equal convenience for
commuters from the fast- growing northern suburbs and from the less-affluent
southern suburbs.
The final element of the metropolitanist agenda has to do
with governance. Whereas markets and -- more important -- lives operate in a
metropolitan context, our governmental structures clearly do not. They hew
to boundaries more suited to an eighteenth-century township than to a
twenty-first-century metropolis. Chicago's metropolitan area, for example,
encompasses 113 townships and 270 municipalities. This fragmentation works
against sustainable metropolitan areas and facilitates segregation by race,
class, and ethnicity. Welfare-to-work programs are hindered when public
transportation stops at the city-suburban border, for example. Issues that
cross jurisdictional borders -- transportation, air quality, affordable
housing -- need cross-jurisdictional solutions and entities that bring
together representatives from all the places, small and large, within a
metropolitan area to design and implement these solutions. Some such
entities already exist: In every urban region in the country a metropolitan
planning organization coordinates the local distribution of a chunk of
federal transportation funds. Oregon and Minnesota have established
metropolitan governments for their largest urban areas, Portland and the
Twin Cities. But informal metropolitan governance, in which local
governments coordinate their policies and actions, is possible and
efficacious. Also, it's necessary.
METROPOLITANISM is a genuinely
different view of the American landscape, and politicians from both parties
are beginning to think that a majority of voters might find something to
like in it. Like Governor Glendening and Governor Whitman, Governor Thomas
Ridge, of Pennsylvania, has laid out land-use objectives for his state that
include linking new development to existing infrastructure and encouraging
metropolitan cooperation. Governor Roy Barnes, of Georgia, has proposed a
strong metropolitanist transportation authority for Atlanta, and in March
the state legislature approved it. Governors and state legislators are
central to the metropolitanist agenda, because states control an important
array of tax, land-use, governance, transportation, work-force, and welfare
issues.
Vice President Al Gore clearly recognizes the political
potential of this issue and is trying to establish it as one of his
signature issues. "We're starting to see that the lives of suburbs and
cities are not at odds with one another but closely intertwined," he said in
a speech last year. "No one in a suburb wants to live on the margins of a
dying city. No one in the city wants to be trapped by surrounding rings of
parking lots instead of thriving, livable suburban communities. And no one
wants to do away with the open spaces and farmland that give food, beauty,
and balance to our post-industrial, speeded-up lives." For more than a year
Gore has been talking about America's growing "according to its values," and
has even implied that development is not always welcome.
Of course, the idea of cities and suburbs coming together
to solve common problems has been around for decades. No one ever before
thought of using it to propel a presidential campaign, because the idea of
metropolitanism had yet to prove its appeal, in referenda or in elections or
in state legislatures. This is no longer the case.
These ideas are only just beginning to penetrate a
recalcitrant real-estate-development industry, however. Christopher
Leinberger is a managing director of one of the nation's largest real-estate
advisory and valuation firms and a partner in a new urbanist consulting
company. He has thought a lot about how the industry works, and he has
concluded that sprawl is extremely attractive to the industry, because the
kind of development it involves is simple and standardized -- so
standardized that it is sometimes hard to tell from the highway whether one
is in Minneapolis or Dallas or Charlotte. These cookie-cutter projects are
easy to finance, easy to build, and easy to manage. Builders like the
predictability of sprawl. They know how much a big parking lot is worth, but
they aren't sure how to value amenities in older communities, such as
density, walkability, and an interesting streetscape. More or less the same
can be said of big retail chains. For example, they often overlook the fact
that although people in core neighborhoods may have low incomes, they are
densely concentrated, which works out to a significant amount of purchasing
power. Developers and retailers will have to be willing to think differently
if development is to come back to the core. There are encouraging signs.
Magic Johnson Theaters, Rite Aid pharmacies, and Pathmark supermarkets are
all recognizing that the people left in core communities need places to earn
money and to spend it; each of these companies has opened outlets in central
cities in recent years. The National Association of Homebuilders has joined
with Gore, the U.S. Conference of Mayors, and the U.S. Department of Housing
and Urban Development to encourage the development of a million new
owner-occupied homes.
Of course, for the politicians' plans to work and the
developers' projects to take off, urban core communities will have to win
people over. Unless these places have good schools, safe streets, and
efficient governments, people will not move from the edge back toward the
center. Some mayors have realized this and are trying to make their cities
better places to live. Richard Daley, of Chicago, and Stephen Goldsmith, of
Indianapolis, are finding innovative ways to address issues that have
bedeviled cities for decades: schools, crime, public services, and taxes. It
is hard and often unpleasant work; it means privatizing some services,
eliminating others, and ending wasteful patronage. But cities must be ready
to take advantage of the opportunities that metropolitanist policies offer
them.
ACADEMICS, architects, and
bohemians may decry the soullessness of sprawl, but people seem to like it.
Why put up such a fight to save dying places, whether they are called cities
or older suburbs or metropolitan cores? After all, as people who see no harm
in sprawl like to point out, Americans are living on a scant five percent of
the land in this country. Why not just keep sprawling?
There are several reasons to defend not cities against
suburbs but centeredness against decentralization, metropolitanism against
sprawl. One reason to encourage development in metropolitan cores is a
familiar one: the people who live there are among the poorest in their
regions -- indeed, in the country -- and they need these opportunities and
this investment. It is not fashionable to talk about having a moral
obligation to poor people, but that doesn't mean that the obligation has
disappeared. John Norquist, the mayor of Milwaukee, is fond of saying "You
can't build a city on pity"; but disinvestment and the resulting lack of
good schools, good jobs, and good transportation options is also
impractical. The U.S. economy needs workers, and there are people in the
metropolitan cores who are not getting into the work force. The need for
workers will only increase as the average age of the population rises. By
2021 almost 20 percent of the American people will be over sixty-five, as
compared with about 12.7 percent today. Whatever Social Security and
Medicare reforms are enacted, these elderly people will need an abundance of
payroll-tax-paying workers to support them.
The aging of the U.S. population will soon make it clear
that sprawl is of no benefit to people who cannot drive. For a
seventy-five-year-old without a car, sprawl can be uncomfortably close to
house arrest. But metropolitan core communities where public transportation
is available and distances are shorter between homes, pharmacies, doctors'
offices, and libraries are navigable for older people in a way that
settlements on the metropolitan fringe are not. Apartment buildings for the
elderly are being built in the suburbs, with a variety of services under one
roof, and vans to get people from here to there. But there should be choices
for elderly men and women who do not want to be segregated from
neighborhoods where babies and teenagers and middle-aged people also live.
Unlimited suburban development does not satisfy everyone.
Metropolitanism will probably provide a greater range of choices, for the
elderly and for everyone else. Policies that strengthen the metropolitan
core lead to safer, more viable urban neighborhoods for people who prize the
density and diversity of city life. These policies can reinvigorate older
suburbs, with their advantages of sidewalks and public transit and a
functioning Main Street. And, of course, they allow for brand-new, sizable
single-family houses with yards.
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